-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TtkPzpk+/10h91ytGMegkWja1WNCLfy4tsol2XmuBcumXuQHKGrV36NhedKxa93b HNbO3m+Yhvav3HUq02KfRw== 0001005477-99-000658.txt : 19990217 0001005477-99-000658.hdr.sgml : 19990217 ACCESSION NUMBER: 0001005477-99-000658 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL RIVER INC /DE CENTRAL INDEX KEY: 0001062530 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 411901640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-55021 FILM NUMBER: 99540552 BUSINESS ADDRESS: STREET 1: 5198 WEST 76TH ST CITY: EDINA STATE: MN ZIP: 55439 BUSINESS PHONE: 6122631234 MAIL ADDRESS: STREET 1: 5198 WEST 76TH ST CITY: EDINA STATE: MN ZIP: 55439 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WASSERSTEIN PERELLA GROUP INC CENTRAL INDEX KEY: 0001079705 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133447267 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 31 WEST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129692700 MAIL ADDRESS: STREET 1: 31 WEST 52ND ST STREET 2: WASSERSTEIN PERELLA GROUP INC CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ________)* Digital River Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock ($.01 par value) - -------------------------------------------------------------------------------- (Title of Class of Securities) 25388B104 ------------------------------- (CUSIP Number) December 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |x| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 1 of 4 Pages CUSIP No. 25388B104 13G Page 2 of 4 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Persons I.R.S. Identification Nos. of above persons. (entities only) Wasserstein Perella Group, Inc. - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| Not applicable. - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. Delaware - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: See Item 4 herein. (6) Shared voting power: See Item 4 herein. (7) Sole dispositive power: See Item 4 herein. (8) Shared dispositive power: See Item 4 herein. - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,023,743 - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). Not applicable. - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 5.2% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). CO - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer Digital River Inc. (b) Address of Issuer's Principal Executive Offices 9625 West 76th Street, Suite 150 Eden Prairie, MN 55344 Item 2. (a) Name of Person Filing Wasserstein Perella Group, Inc. ("WP Group") is filing this Schedule 13G on behalf of itself and its affiliate Wasserstein Adelson Ventures, L.P. ("WA Ventures"). Wasserstein Perella Ventures, Inc. ("WP Ventures"), a Delaware corporation with its principal business office located at 31 West 52nd Street, 26th Floor, New York, New York 10019, is the general partner of WA Ventures. WP Ventures is a wholly-owned subsidiary of Wasserstein & Co., Inc. ("W&Co."), a Delaware corporation with its principal business office located at 31 West 52nd Street, 26th Floor, New York, New York 10019. W&Co. is a wholly-owned subsidiary of WP Group. (b) Address of Principal Business Office or, if none, Residence 31 W. 52nd St., 26th Floor New York, NY 10019 (c) Citizenship Delaware (d) Title of Class of Securities Common Stock, $.01 par value (e) CUSIP Number 25388B104 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b), or ss.ss.240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or Dealer registered under section 15 of the Act (15 U.S.C. 78c) (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Not applicable. Page 3 of 4 Pages Item 4. Ownership WA Ventures owns of record 1,023,743 shares of Common Stock (the "Shares") of the issuer, or 5.2% of the class. WP Ventures, as the general partner of WA Ventures, has sole voting and dispositive power with respect to the Shares. The information contained in this Item 4 is based on a total of 19,544,791 shares of Common Stock outstanding as of December 31, 1998, including 150,000 shares issuable to WA Ventures pursuant to immediately exercisable warrants owned by WA Ventures. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following |_| Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 16, 1999 ------------------------------------------- Date WASSERSTEIN PERELLA GROUP, INC. By: /s/ James C. Kingsbery --------------------------------------- James C. Kingsbery Chief Financial Officer and Secretary WASSERSTEIN ADELSON VENTURES, L.P. By: WASSERSTEIN PERELLA VENTURES, INC. By: /s/ Robert Mersten --------------------------------------- Robert Mersten Vice President Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----